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Successful Representation of Client in Long-running Insider Trading Case Conducted by FINRA and SEC

Represented a public company in an aggressive and long-running insider trading investigation conducted initially by FINRA and by the SEC in Washington, DC, and by a team composed of SEC lawyers in the U.S. Attorney’s Office for the Eastern District of New York and the FBI. The case focused on past and present company officers/directors, one of whom is an extremely prominent national and international public figure. The case was successfully defended with both the U.S. Attorney and the SEC closing their respective cases with no enforcement action being taken.