Provided underwriter representation to Roth Capital Partners, LLC in the $9.7 million initial public offering on the NASDAQ Capital Market of units consisting of shares of common stock and warrants of NV5 Holdings, Inc. The transaction closed on April 2, 2013 and was one of the first to be submitted for confidential review under the “IPO On-Ramp” of the Jumpstart Our Business Startups (JOBS) Act.
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副主席兼纽约办公室管理合伙人;资本市场及公司业务部联席主席;亚洲业务部主席”; 纽约,北京
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资深顾问律师
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合伙人