David E. Fleming

David Fleming is a highly experienced corporate and securities lawyer focusing his practice primarily on U.S. capital market transactions. He regularly advises domestic and foreign companies, investment banks, investors and lenders in complex public and private securities offerings. David represents clients in initial public offerings, follow-on offerings, SPACs, PIPEs and private placements of equity and convertible debt securities. He also regularly represents public companies regarding their SEC and NYSE or Nasdaq listing compliance.

David frequently negotiates documents for partnerships, limited liability companies and joint ventures, including complex merger and acquisitions, asset purchases and divestiture agreements.

Prior to joining the firm, David was a partner at several national law firms. For over 12 years, he was the senior vice president, general counsel and secretary of a Nasdaq Global Stock Market-listed energy company, where he directly participated in raising more than $240 million of equity, growing the company from a startup to over $140 million of revenue, leading to a successful $100 million initial public offering, and subsequently reaching a market capitalization of more than $1 billion.

In addition, David was the chief executive officer at American Postal Infrastructure Partners, a private equity-backed company that specializes in the purchase, operation and repositioning of real estate leased to the U.S. Postal Service. In this role, he led the acquisition of over 390 commercial properties in 38 states.

David is a trusted advisor to boards of directors and senior management on their securities disclosure and regulatory compliance, corporate governance and investor relations.