| Client |
Transaction |
Amount |
Date |
| Vision Opportunity China LP |
Reverse merger transaction with Tianjin Shengkai Industrial Technology Development Co., Ltd. and publicly-held Southern Sauce Company, Inc. (OTCBB: SOSA.OB) and placement of units consisting of preferred stock and warrants |
$15,000,000 |
June 2008 |
| Yongye Biotechnology International, Inc. |
Reverse merger and share exchange transaction with the public-held formerly known as Golden Tan, Inc. (OTCBB:GDTN) |
$10,000,000 |
April 2008 |
| Vision Opportunity China LP |
Reverse merger and share exchange transaction with Daqing Qingkelong Chain Commerce & Trade Co., Ltd. (QKL) and publicly-held Forme Capital, Inc. (OTCBB:FOCP) |
$15,500,000 |
March 2008 |
| Organic To Go Food Corporation |
Reverse merger and share exchange transaction with publicly-held SP Holding Corporation (OTCBB: SPHG) |
$50,000,000 |
February 2008 |
| Twistbox Entertainment Inc. |
Reverse merger and share exchange transaction with publicly-held Mandalay Media, Inc. (OTCBB: MNDL) |
$60,000,000 |
January 2008 |
| Stratos Renewables Corporation |
Share exchange transaction with publicly-held New Design Cabinets, Inc. (OTCBB: NDCB) |
$10,000,000 |
November 2007 |
| Vision Opportunity Master Fund |
Reverse merger and share exchange with Heilongjiang Yanglin Soybean Group Co. Ltd, a PRC company, and publicly-held Victory Divide Mining Company (OTCBB: VCDV) |
$21,500,000 |
October 2007 |
| Xi'an Baorun Industrial Development Co. Ltd. |
Reverse merger and share exchange with publicly held International Imaging Systems (OTCBB: IIMG) and private placement of Series A Convertible Preferred and Warrants |
$10,000,000 |
October 2007 |
| China Water And Drinks, Inc. |
Reverse merger with publicly-held UGods, Inc. (OTCBB: UGOD.OB) and private placement of shares of series A convertible preferred stock |
$30,000,000 |
June 2007 |
| Vision Opportunity Master Fund |
Reverse merger and share exchange transaction with Daqing Sunway Technology Co. Ltd, a PRC company, and publicly-held National Realty and Mortgage, Inc. (OTCBB: NRMG) |
$6,700,000 |
June 2007 |
| Jingwei International Limited |
Reverse merger and share exchange transaction with publicly-held Neoview Holdings, Inc. (OTCBB: JNGW) |
$65,900,000 |
May 2007 |
| Shandong Missile Biologic Products Co. Ltd. |
Reverse merger and share exchange transaction with Logic Express Ltd and publicly-held GRC Holdings, Inc. |
$8,100,000 |
July 2006 |
| Osteologix, Inc. |
Reverse merger and share exchange transaction with Osteologix, Inc. and publicly-held Castle & Morgan Holdings, Inc. (OTC) |
$10,000,000 |
May 2006 |
Chardan Capital Markets, LLC
Maxim Group, LLC |
Reverse merger and share exchange transaction with Diguang International Holdings Limited and publicly-held Diguang International Development Co. Ltd. (OTC) |
$12,000,000 |
March 2006 |
| Association of Volleyball Professionals, Inc. |
Reverse merger and equity private placement with AVP Pro Beach Volleyball Tour, Inc. and AVP, Inc. (OTC) |
$5,000,000 |
March 2005 |
| Yarraman Winery, Inc. |
Reverse merger and share exchange transaction with Yarraman Australia and Yarraman Winery, Inc. (OTC) |
$2,000,000 |
December 2005 |
| Vemics, Inc. |
Reverse merger and share exchange transaction with OMII Corp. (name changed to Vemics, Inc. OTCBB:VMCI) |
$19,000,000 |
November 2005 |