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New Fiduciary Rule Likely to Look a lot Like the Old One
December 8, 2011 |
Loeb & Loeb LLP is noted and
is quoted on a new regulation being written by the SEC aimed at improving brokers’ treatment of clients. He comments on the potentially negative impact the rule could have on brokers if it fails to provide for continuation of common practices such as charging commissions.
This article also appeared in
Stephen H. Cohen
Dodd-Frank Financial Reform Task Force
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