Attorneys and Professionals
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345 Park Avenue
New York, New York
10154
Tel 212.407.4866
Fax 212.937.3943


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Giovanni Caruso
Partner

Giovanni Caruso represents public and private companies in a broad range of corporate and securities matters, including general corporate governance, private placements, mergers and acquisitions and federal law compliance in connection to the Securities Act and Exchange Act and Sarbanes-Oxley, as well as the various exchanges (NASDAQ, NYSE and the NYSE Amex). Mr. Caruso also regularly represents issuers and underwriters in SPAC offerings.

Mr. Caruso has drafted and negotiated a variety of agreements in connection with his representation of clients, and has experience in drafting various securities documents such as annual, quarterly, and current reports; registration statements; and private placement documents.

Media Mentions


Affiliations

  • Member, New York County Lawyers Association
  • Member, American Bar Association

Distinctions

  • Ranked Number Six IPO Issuer's Lawyer by IPO Vital Signs Leadership Rankings (2007)

Practice Areas Education
New York Law School, J.D., 2000, magna cum laude
Articles Editor, New York Law School Law Review
New York University, B.A., 1997, cum laude
Bar Admissions
New York
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